UBS and Wells Fargo have made their own additions in the Northeast, including a Massachusetts duo defecting from Commonwealth ...

Elsewhere at LPL, Gallagher Wealth Management, led by veteran advisor Kevin Gallagher, has joined LPL’s broker-dealer, RIA ...

As advisors continue to exit UBS for rival firms Merrill, Ameriprise and Raymond James, EP Wealth completed a major ...

Raymond James announced that it has added a financial advisor team from Wells Fargo Advisors, where it had about $300 million in client assets. Raymond James announced that it has added the investment ...

A six-member advisory team at Wells Fargo Advisors Financial Network that handled $1.15 billion in advisory, brokerage and retirement assets has left to join LPL Financial’s broker-dealer ...

When the Federal Reserve in June lifted the $1.95 trillion asset cap it imposed on Wells Fargo back in 2018 as punishment for a widespread scandal involving the creation of fake customer accounts, CEO ...

In other news of the week, Raymond James snags a Wells Fargo advisor to its independent RIA channel, and a Mariner IT exec leaves to start an RIA tech consultancy.

(Reuters) -Major U.S. lender Wells Fargo said on Thursday its board of directors intends to appoint CEO Charlie Scharf as chairman. The move comes after Scharf led Wells Fargo to be released from a ...

Redco appears to be buying Wells Fargo’s San Francisco headquarters after a previous deal with Forge Development failed to ...