National Law Review

SEC Proposes Expanded “Small Entity” Definitions for Purposes of the Regulatory Flexibility Act

On January 7, 2026, the Securities and Exchange Commission (the “SEC”) proposed updates to the definition of “small entity” ...

US SEC proposes changes to small entity definitions

The US Securities and Exchange Commission (SEC) has proposed changes to the rules used to determine which registered ...
Wealth Management

SEC Proposes Changing Which Advisors Are 'Small Entities'

SEC proposal would increase the number of investment advisors classified as small entities under new rules. The threshold ...
Financial Advisor

Senators Renew Push To Revise Small Entity Rule For RIAs

Bipartisan legislation has been reintroduced in the Senate that would require the Securities and Exchange Commission to modernize its definition of “small entity” for investment advisors—92% of whom ...
Financial PlanningOpinion

For first time in decades, SEC weighs new definition for 'small firms'

The regulator considers raising the AUM threshold it uses when considering how newly proposed rules are likely to affect ...
InfoQ

Introducing Business Entities and the Business Entity Definition Language

Unlock the full InfoQ experience by logging in! Stay updated with your favorite authors and topics, engage with content, and download exclusive resources. Vivek Yadav, an engineering manager from ...