The new, Republican-controlled SEC has a convenient way to get rid of a climate-disclosure rule it doesn’t like: Deferring to plaintiffs in a lawsuit challenging it. On Tuesday, acting Securities and ...
The SEC intends to ask courts to delay proceedings related to legal challenges to the commission’s climate rule, according to a statement published Tuesday by the SEC’s acting chair. Citing “changed ...
The Securities Industry and Financial Markets Association is urging the Securities and Exchange Commission to consider revamping disclosure rule guidelines and says the commission underestimates the ...
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US SEC’s new guidance targets paragraph (b)(1) of Rule 15c3-3
The U.S. SEC's Division of Trading and Markets released a statement clarifying the application of Rule 15c3-3's physical possession requirements to broker-dealers.
In March 2024, the U.S. Securities and Exchange Commission adopted the Climate-Related Disclosure Rule requiring large publicly traded companies to disclose climate action, greenhouse gas emissions, ...
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