In that same document, filed Monday with the Securities and Exchange Commission, Morgan Stanley acknowledged it is facing two lawsuits seeking class-action status that take aim at its cash-sweep ...

Morgan Stanley said the Securities and Exchange Commission’s enforcement division closed its investigation into the company’s cash sweep practices and doesn’t intend to recommend an ...

The Securities and Exchange Commission has formally concluded its investigation into Morgan Stanley’s advisory cash sweep program without pursuing any enforcement action, according to a ...

The U.S. Securities and Exchange Commission has officially closed its yearlong investigation into Morgan Stanley’s cash sweep practices in advisory accounts—without recommending any ...

While Wells Fargo and Merrill Lynch paid $60 million for a ‘cash sweep’ Securities and Exchange Commission violation in February, Morgan Stanley will see no penalty from the SEC over the firm ...

Morgan Stanley executives Tuesday morning in ... it was raising rates on clients' cash in advisory sweep accounts. But the firm did not say how much net interest income the change could cost ...

Morgan Stanley is the latest wealth management firm ... in other money market mutual funds not offered through the Cash Sweep Program." The SEC has also gone after other firms recently for alleged ...

May 6 (Reuters) - The U.S. Securities and Exchange Commission has ended its investigation into Morgan Stanley's (MS.N), opens new tab cash sweep program for advisory accounts and will not pursue ...

A new lawsuit says the company had a fiduciary obligation to clients to pay more than the 0.01% it offers on cash balances up to $500,000 via its default bank sweep program. Morgan Stanley is ...

Morgan Stanley will see no penalty from the Securities and Exchange Commission over the bank’s cash sweep program, the New York City-based lender disclosed Monday in its quarterly report.