Hoodline9h
New York AG Letitia James and SEC Secure $106 Million from Vanguard for Failing to Notify Investors About Tax Impacts
New York AG secures $106M from Vanguard for not informing investors about changes leading to unexpected taxes.
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US Securities and Exchange Commission’s lawsuit against Elon Musk explored as X CEO is accused of non-disclosure of the app’s stock purchase
The Security and Exchange Commission (SEC) filed a lawsuit against Elon Musk, owner of social media giant X (formerly known as Twitter), on January 14 in a federal court in Washington, D.
Robinhood Is Fined $45 Million Over a New Set of Securities Violations
Robinhood to pay $45 million to settle SEC charges over recordkeeping, other violations
Trump’s SEC should be good for Robinhood. The platform’s latest SEC settlement is proof of that.
While that case is still ongoing, a change in SEC leadership could affect the regulator’s enforcement principles. “The new administration may not be as interested in Robinhood
Fox News7d
Former WWE CEO Vince McMahon, Securities and Exchange Commission reach settlement after lengthy probe
Vince McMahon, who co-founded and previously served as the CEO of WWE, and the Securities and Exchange Commission (SEC) have reached a settlement following a yearslong probe over undisclosed ...
NBC New York4d
SEC charges Robinhood with securities violations, brokerage to pay $45 million penalty
The Securities and Exchange Commission said ... to participate in U.S. and global financial markets," Moskowitz said. "We look forward to working with the SEC under a new administration."
Eagle Bancorp, Inc. Announces Final Results of its Exchange Offer for its Outstanding 10.00% Senior Notes Due 2029
Eagle Bancorp, Inc. (NASDAQ: EGBN) (“Eagle”) announced today that as of 5:00 p.m., New York City time, on January 14, 2025 (the “Expiration Date”), $73.5 million in aggregate principal amount of o (CUSIPs: 268948 AC0 and 268948 AD8) (the “Original Notes”) representing approximately 95% of the $77.
UPI3d
SEC sues Elon Musk for alleged failure to file timely disclosure of Twitter share purchases
14 (UPI) --The U.S. Securities and Exchange Commission is suing Elon Musk for ... President-elect Donald Trump's inauguration and Musk's new role as co-leader of the proposed Department of ...
WWE Founder Vince McMahon Pays $1.7 Million Settlement Over Payoffs
Vince McMahon, the co-founder and former CEO of WWE, has been charged by the U.S. Securities and Exchange Commission (SEC) for violating federal securities laws by failing to disclose two settlement agreements totaling $10.5 million.
Manhattan's Top Federal Prosecutor Williams Joins Law Firm Paul Weiss
Paul Weiss, a leading New York firm, has strong Democratic Party ties. Its chairman Brad Karp last summer launched a fundraising effort in the legal community for U.S. Vice President Kamala Harris' presidential campaign.
SMX Unveils Advanced Protection for Cyber Hardware & Electronics
PLC (NASDAQ:SMX)(NASDAQ:SMXWW), a pioneer in digitizing physical objects for a circular economy, has announced the deployment of its proprietary hardware protection technology designed for
Vanguard to pay $106 million in SEC accord after saddling investors with big tax bills
(Reuters) -Vanguard Group will pay $106.4 million to settle U.S. Securities and Exchange Commission charges alleging it failed to disclose important tax information about its popular target-date funds, resulting in hundreds of thousands of ordinary investors getting stuck with inflated tax bills.
Absci and Owkin Synergize Leading TechBio Platforms to Advance Generative AI Drug Discovery
Absci Corporation (NASDAQ: ABSI), a data-first generative AI drug creation company, and Owkin, a TechBio that uses agentic AI to unlock complex targets for drug discovery, development, and diagnostics,